2021 Customer Relationship Summary 

2021 ADV 2A & 2B

2021 CAISSA Brochure

Privacy Policy

January 14, 2020

WHAT DOES CAISSA WEALTH STRATEGIES DO WITH YOUR PERSONAL INFORMATION?

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depend on the product or service you have with us.

This information can include:

  • Social Security number and income
  • Account balances and payment history
  • Credit history and credits cores

How?

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons we choose to share; and whether you can limit this sharing.

Reasons we can share your personal information

  1. For our everyday business purposes— such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus.
    1. Do we share this? Yes
    2. Can you limit this sharing? No
  2. For our marketing purposes— to offer our products and services to you
    1. Do we share this? Yes
    2. Can you limit this sharing? Yes
  3. For joint marketing with other financial companies
    1. Do we share this? No
  4. For our affiliates’ everyday business purposes— information about your transactions and experiences
    1. Do we share this? Yes
    2. Can you limit this sharing? Yes
  5. For our affiliates’ everyday business purposes— information about your creditworthiness
    1. Do we share this? Yes
    2. Can you limit this sharing? Yes
  6. For our affiliates to market to you
    1. Do we share this? Yes
    2. Can you limit this sharing? Yes
  7. For non-affiliates to market to you
    1. Do we share this? No

To Limit Our Sharing:

Mail the form below

Please note: If you are a new customer, we can begin sharing your information from the date you received this notice. When you are no longer our customer, we continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing.

Questions? Call 952-777-2270


Who We Are

Who is providing this notice?

Caissa Wealth Strategies


What We Do

How do we protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.


How do we collect my personal information?

We collect your personal information, for example, when you open an account or deposit money.


Why can’t I limit all sharing?

Federal law gives you the right to limit only

  • Sharing for affiliates’ everyday business purposes—information about your creditworthiness
  • Affiliates from using your information to market to you
  • Sharing for non-affiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.


What happens when I limit sharing for an account I hold jointly?

Your choices will apply to everyone on your account—unless you tell us otherwise.


Definitions

Affiliates – Companies related by common ownership or control. They can be financial and non-financial companies.

Non-affiliates – Companies not related by common ownership or control. They can be financial and nonfinancial companies.

Joint marketing – A formal agreement between non-affiliated financial companies that together market financial products or services to you.